Nhật Nguyệt

Knowledge / Eastern

Philosophy of science

Shang Oracle Bone Divination: What the Ancients Asked by Burning Turtle Shells and Ox Bones, and Why It Is the Earliest Layer of Divination with Writing

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TL;DR: Oracle bone divination was a practice of the Shang court, roughly the 13th to 11th century BCE: people drilled and burned turtle plastrons or ox scapulae, read the cracks to obtain the ancestors' will, then carved the question, the prediction, and sometimes the outcome onto the very bone. Because the divination words were recorded in writing, this is the earliest layer of divination in China for which we have original texts to read. What oracle bone inscriptions reliably tell us is what the ancients asked; they do not tell us whether the predictions came true.

Labels in this article:School's interpretationNot enough evidenceHow to read them

What is oracle bone divination and why is it the earliest layer of divination with writing?

Oracle bone divination was the divination practice of the Shang court, roughly the 13th to 11th century BCE, in which people drilled and burned turtle plastrons or ox scapulae to produce cracks, read those cracks as an answer, then carved onto the very same bone the question, the prediction, and sometimes the later outcome1. This is the earliest layer of divination in China for which we have original texts to read, because the divination words were recorded in writing directly on the divination material.

Two things that Vietnamese often merges into one need to be distinguished. First is the technique of divination: drilling, burning, reading the cracks. Second is the record: carving characters onto the bone. Not every burned bone bears writing, and not every inscribed bone was burned. It is precisely the overlap of these two activities across a large number of artifacts that makes oracle bone inscriptions a special kind of source: they are both the divination object and the minutes of the divination session.

Kind of knowledge: School: Keightley 1978School's interpretation. How one school or one book reads it; other schools may read it differently. The five labelsAccording to David N. Keightley's Sources of Shang History, researchers rely on these very bones to reconstruct the burning technique, the structure of the divination statement, and the chronological framework for oracle bone inscriptions1. In other words, the primary source for understanding how divination was done is the very bones the ancients used to divine.

How many parts make up an oracle bone divination statement?

A typical divination statement is usually described as having four components, and this division is one of Keightley's main contributions in systematizing oracle bone sources1:

ComponentRoleExample of common content
PrefaceOpening, stating the date and the divinerSexagenary day, name of the person performing the rite
ChargeThe question put to ancestors or spiritsHarvest, war, hunting, childbirth, rain, illness
PrognosticationThe prediction, i.e. the reading of the crackWhat was taken as the omen
VerificationThe actual outcome, carved laterWhat actually happened

Not every bone has all four parts. Many bones preserve only the preface and the charge, some only the charge, and verification is generally rarer because it was added after the event. It is precisely the absence of verification in most artifacts that is why oracle bone inscriptions tell us what the ancients asked, but not whether the predictions were correct.

Why does this structure matter methodologically?

Because it turns a ritual act into a readable record. When a divination session is written out in the sequence of question, prediction, outcome, the modern reader can separate the question from the prediction, and separate both from what actually happened. That is the condition for analyzing oracle bone inscriptions as historical sources, not merely as religious relics.

What did the ancients ask about?

The content of the questions spans the matters the court cared about: harvest, rain and drought, war and military campaigns, hunting, royal childbirth, illness, dreams, construction, and sacrificial offerings to ancestors12. What these questions share is that they all belong to the kind of matter where a wrong decision could have great consequences for the court, and all belong to the kind of matter where people believed ancestors or spirits could have influence.

A notable feature is that many questions are posed in opposing pairs, of the form "should do it or should not do it," "will it rain or will it not rain." This binary way of posing questions makes reading the crack a choice between two possibilities, rather than an open answer. This is an observation about the form of questions in the sources, not a claim about whether divination was effective.

The metaphysical assumptions behind oracle bone divination

Kind of knowledge: School: Keightley 1988School's interpretation. How one school or one book reads it; other schools may read it differently. The five labelsDavid N. Keightley's article Shang Divination and Metaphysics discusses the assumptions behind this practice: the relationship between the living and the ancestors, the orderedness of the world, and the king's role in interpreting omens2.

Following that line of analysis, oracle bone divination operates on the assumption that the world is ordered and readable, that ancestors and supernatural forces can be questioned, and that the king stands as the intermediary between the two sides. The crack is not seen as a random event, but as a sign to be interpreted. Interpreting that sign is a skill, and that skill is tied to the king's power.

In other words, oracle bone divination was not merely a forecasting technique. It was part of how the court organized its relationship with the ancestors and with the order of the world. This is the understanding of one branch of research, based on reading oracle bone sources, not a claim that such an order actually exists in a metaphysical sense.

The king's role in interpreting omens

If interpreting omens is a skill tied to power, then the question of who is allowed to interpret omens becomes a political question. In oracle bone sources, the king appears as the one posing the question and, in many cases, as the one reading the result. This places divination at the center of court decision-making, not at its margin2.

From turtle shells to yarrow stalks and Han-era divination boards

By the Han period, the picture of divination had changed markedly. Kind of knowledge: School: Loewe 1994School's interpretation. How one school or one book reads it; other schools may read it differently. The five labelsMichael Loewe, in Divination, Mythology and Monarchy in Han China, surveys how yarrow stalk divination, turtle shell divination, and divination boards (cosmographs) were used in Han court politics and daily life, along with the role of celestial omens3.

The shift from turtle shells and ox bones to yarrow stalks is a shift in both technique and paradigm. Yarrow stalk divination does not leave material traces on the divination material itself the way cracks on turtle shells do, and it is tied to a system of hexagrams and hexagram statements that had been textualized. This is the context in which the I Ching, with its system of 64 hexagrams and line statements, gradually became one of the main axes of divination and thought.

Alongside yarrow stalks, the divination board was another divination tool, used to locate time and direction within a coordinate system with sexagenary cycles and spirit-killers. According to Loewe, these forms of divination were not separate from kingship: they were used in court politics, in selecting days, and in interpreting natural phenomena regarded as omens3.

Why is this transition notable epistemologically?

In oracle bone divination, what is read is a material trace produced by the act of burning. In yarrow stalk divination, what is read is a number produced by the operation of dividing stalks, and that number is looked up in a pre-existing text. This difference raises an epistemological question: when the answer is looked up from a text rather than read from a crack, where does the authority of the answer lie? This is a question researchers continue to discuss, and Han sources are one of the places where it is posed most clearly3.

Does oracle bone divination tell us whether predictions were correct?

No. Oracle bone inscriptions tell us what the ancients asked, what they predicted, and sometimes what outcome they recorded. They do not tell us whether the prediction was correct in a forecasting sense. This is a limitation of the source, not an assessment of the practice's value.

One point needs to be stated clearly to avoid both extremes. Divination does not produce information about the future in a forecasting sense, but divination can produce real effects along a different path: when a person believes in a divination result, that belief can change their behavior, and if behavior changes, outcomes can change accordingly. That is the effect of belief on behavior, not evidence that the divination system predicts correctly. These two things need to be separated, and separated, both are stated correctly.

Kind of knowledge: UnprovenNot enough evidence. Someone has claimed it, but no source or study is strong enough to confirm it. The five labelsSome questions about oracle bone inscriptions still lack definitive answers, such as the prevalence of the practice outside the court, and the degree to which divination results actually governed specific decisions. On these points, the available sources are not yet sufficient to conclude, and this article does not go beyond what the sources say.

Relation to methods of casting an I Ching hexagram

Oracle bone divination and the I Ching are two different layers of the same history of divination, but they do not use the same technique. Oracle bones use turtle shells and ox bones, read cracks, and write the divination words on the divination material itself. The I Ching, in its textualized form, uses a system of 64 hexagrams and line statements, with yarrow stalks or alternative methods to cast a hexagram. For details on methods of casting a hexagram, you can read the article Methods of Casting an I Ching Hexagram.

The connecting point between the two layers is the question of authority: both pose questions to a force believed able to answer, and both require a person with authority to interpret the answer. The difference is that, with oracle bones, the answer is a material trace; with the I Ching, the answer is a number looked up in a text. This transition reflects a major change in how the ancients envisioned the relationship between humans, the world, and writing.

What the sources leave open

It should be stated clearly that the dates given in this article follow the cited sources, and researchers continue to refine the chronological framework for oracle bone inscriptions1. The four-part division of a divination statement is one way of systematizing the sources, useful for reading and classification, but not every bone matches that schema exactly. On questions of prevalence outside the court or the actual weight of divination results in decisions, the available sources do not give a definitive answer.

What oracle bone inscriptions most reliably leave us is a window into what the Shang court cared about, and into how they organized their relationship with ancestors and with the order of the world. That is its value as a historical source, independent of the question of divination's effectiveness.

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Frequently asked questions

Bói giáp cốt là gì?

Oracle bone divination was the divination practice of the Shang court, roughly the 13th to 11th century BCE. People drilled and burned turtle plastrons or ox scapulae to produce cracks, read those cracks as an answer, then carved the question, the prediction, and sometimes the later outcome onto the very same bone. It is the earliest layer of divination in China for which we have original texts to read, because the divination words were recorded in writing directly on the divination material.

Giáp cốt văn cho biết lời đoán có đúng hay không?

No. Oracle bone inscriptions tell us what the ancients asked, what they predicted, and sometimes what outcome they recorded. They do not tell us whether the prediction was correct in a forecasting sense. This is a limitation of the source, not an assessment of the practice's value.

Vì sao bói giáp cốt được coi là tầng bói toán có chữ viết sớm nhất?

Because the divination words were recorded in writing directly on the divination material, this is the earliest layer of divination in China for which we have original texts to read. The overlap of the divination technique (drilling, burning, reading cracks) and the record (carving characters onto the bone) across a large number of artifacts makes oracle bone inscriptions a special kind of source: both the divination object and the minutes of the divination session.

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References

  1. ↑ abcdeDavid N. Keightley (1978). Sources of Shang History: The Oracle-Bone Inscriptions of Bronze Age China. Berkeley: University of California Press, Toàn sách, phần về kỹ thuật đốt, cấu trúc lời bói và định niên đại giáp cốt văn
  2. ↑ abcDavid N. Keightley (1988). Shang Divination and Metaphysics. Philosophy East and West 38(4): 367, Bài báo, phần về giả định siêu hình của bói giáp cốt
  3. ↑ abcMichael Loewe (1994). Divination, Mythology and Monarchy in Han China. Cambridge University Press (University of Cambridge Oriental Publications), Toàn sách, phần về bói cỏ thi, mai rùa, thức bàn và vương quyền thời Hán
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